The Securities and Exchange Commission (SEC) is intensifying its scrutiny of registered investment advisors (RIAs) for violations of the Marketing Rule 206(4)-1 under the Investment Advisers Act, ...
On April 12, 2024, the Securities and Exchange Commission announced settled charges against five registered investment advisers for violations of the Marketing Rule. The firms have agreed to settle ...
The SEC Division of Examinations had previously indicated that compliance with the Marketing Rule would continue to be an examination priority in 2024, just as it was in 2023. 3 Additionally, the ...
In the fall, it will be two years since the compliance deadline for the SEC Marketing Rule for investment management firms, but how are firms ensuring that they stay within the rules? A new report ...
As the SEC marketing rule nears its first anniversary, most firms have yet to take advantage of the testimonials and endorsements it allows. By Mark Schoeff Jr. Bartlett Wealth Management celebrated ...
Unlock the CFO’s approval with this practical, insight-driven guide designed to help senior B2B marketers make a stronger business case for marketing investment. This blueprint outlines the metrics, ...
Saudi Gazette on MSN
Al-Falih: Investment Marketing Authority set to stimulate foreign investment flows
RIYADH — Minister of Investment and Chairman of the Board of Directors of the newly established Saudi Investment Marketing Authority Eng. Khalid Al-Falih said that the authority will contribute to ...
B2B marketing is often seen as different from B2C marketing, and for good reason. Businesses in the B2B sphere typically view marketing strategies as a cost instead of a measurable investment. They ...
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