The order came after SEBI had undertaken inspection of Axis Securities for the period from April 2021 to November 2022.

In an 82-page order, Sebi found that Axis Securities failed to follow regulatory procedures in several areas, including ...

Sebi imposed a Rs 10 lakh penalty on Axis Securities for rule violations and improper client fund handling. Axis Securities ...

LCC Projects, an EPC company, has filed draft papers with SEBI for an IPO to raise funds through fresh issuance and offer-for ...

Ahmedabad-based LCC Projects has filed preliminary papers with the capital markets regulator Sebi to mobilise funds through ...

SEBI proposes to expand QIB definition for angel funds, allowing more accredited investors to participate in private ...

Sebi has penalized Axis Securities Rs 10 lakh for violating stock broker rules, including reporting discrepancies, improper ...

Sebi has fined Axis Securities Rs 10 lakh for regulatory breaches, including misreporting and client fund mishandling. The penalty, stemming from an i ...

Under the Companies Act, 2013, private placements are limited to 200 investors, excluding QIBs. By including AIs within QIBs for Angel Fund investments, SEBI intends to facilitate broader ...

NSDL and CDSL, in partnership with SEBI, have introduced the Unified Investor Platform mobile app for investors to ...

India’s regulatory framework, rooted in post-independence laws, has evolved through amendments. With markets expanding ...